Shanghai and Shenzhen Stock Exchange the establishment of 300 thousand yuan of securities fund class sql server 2000 个人版

Shanghai and Shenzhen Stock Exchange: the establishment of 300 thousand yuan of funds for the classification of securities investors fund class threshold Sina exposure platform: letter Phi lag false propaganda, long-term performance is lower than similar products, how to buy a fund pit? Click [I want to complain], Sina help you expose them! Original title: Shenzhen on the classification of funds business management guidelines for public comment the Shenzhen Stock Exchange website 9 announced, in order to regulate the classification of the fund market investors in the management, and earnestly safeguard the legitimate rights and interests of investors, the Shenzhen Stock Exchange (hereinafter referred to as Shenzhen) recently issued the "Shenzhen stock exchange grading fund business management guidelines (Draft)" (hereinafter referred to as the "guidelines") and to the public for comments. The "guide" in accordance with the sellers responsibility, caveat emptor "concept, a clear classification of the fund market of the two investors in the arrangement, investors signed" the relevant requirements of investment risk classification fund "and revealed the book fund managers and securities firms risk warning arrangements in. The Shenzhen Stock Exchange, responsible person, the "guide" the key content mainly has following several aspects: one is to improve the appropriate institutional investors, strengthen investor access management and risk disclosure. In reference to investors in the management aspects of the experience and practice of stock index futures, margin trading and other high-risk financial products or services, the establishment of investors 300 thousand yuan securities assets threshold, and requirements of individual investors and institutional investors in general open grading fund trading and related authority required by comprehensive evaluation of membership and signed "investment risk classification fund revealed the book". Investors do not meet the appropriate conditions of these investors, still can choose to continue to hold or sell or redeem the current class of shares held by the fund. Two is to strengthen risk warning measures to improve the pertinence and effectiveness of investor risk warning. With the classification of the fund in the process of conversion trigger operation management experience, provides the classification of the fund under the conversion of class B shares corresponding to the conversion date in the fund referred to as prefixed with "*" logo; for the classification of the fund or may have occurred under the conversion and the class B share premium higher requirements, fund managers issued a risk warning notice in the conversion date; to increase the suspension of 1 class B shares afternoon hours; membership should be in accordance with the requirements of the exchange to convey to investors the risk message. Three is to improve the education system for investors, fund managers and members to promote investor education responsibilities. Fund managers and members are required to fully disclose the risk of investment funds, strengthen the service to investors, properly handle conflicts and disputes. The four is to clear the responsibilities and obligations of investors, improve investor risk awareness. Require investors to follow the principle of caveat emptor, cooperate with members to provide investors in the management of related documents and be responsible for the authenticity, accuracy and legality. In addition, according to the current operation of the classification fund management mechanism, guidelines to further clarify the classification fund conversion business processes, easy for investors to accurately understand the conversion mechanism grading fund. The official said, in order to ensure that the relevant aspects of the preparation and the normal conduct of market transactions, guidelines from the release to the formal implementation, will be reserved for a transitional period. At the same time, to facilitate the parties to the market more相关的主题文章: